National Panel Survey 2011-2012, Wave III
Uganda, 2011 - 2012
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Reference ID
UGA_2011_UNPS_v01_M
Producer(s)
Uganda Bureau of Statistics (UBOS)
Collection(s)
Metadata
Created on
Sep 09, 2014
Last modified
Jan 30, 2020
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Identification
Survey ID Number
UGA_2011_UNPS_v01_M
Title
National Panel Survey 2011-2012, Wave III
Subtitle
Wave III
Country/Economy
| Name | Country code |
|---|---|
| Uganda | UGA |
Study type
Living Standards Measurement Study [hh/lsms]
Series Information
The 2011/12 Uganda National Panel Survey (UNPS) is the third in the series of panel surveys that the Uganda Bureau of Statistics (UBOS) has conducted since 2009/10. The UNPS was carried out annually, over a twelve-month period on a nationally representative sample of households, for the purpose of accommodating the seasonality associated with the composition of and expenditures on consumption. The survey was conducted in two visits in order to better capture agricultural outcomes associated with the two cropping seasons of the country.
The UNPS is important for monitoring changes in outcomes as well as the impact of Government policies on indicators of national and international development frameworks to inform policy makers about growth (in income, poverty or service delivery etc.). The UNPS provides data on an annual basis that enables tracking of outcome indicators in the Joint Assessment Framework (JAF), National Development Plan (NDP) and Millennium Development Goals (MDGs) among others. It also validates the dynamism of routine data systems and provides frequent feedback on the performance of key Government programmes like the Health Management Information System (HMIS) and the National Agricultural Advisory Services (NAADS) among others.
The UNPS is important for monitoring changes in outcomes as well as the impact of Government policies on indicators of national and international development frameworks to inform policy makers about growth (in income, poverty or service delivery etc.). The UNPS provides data on an annual basis that enables tracking of outcome indicators in the Joint Assessment Framework (JAF), National Development Plan (NDP) and Millennium Development Goals (MDGs) among others. It also validates the dynamism of routine data systems and provides frequent feedback on the performance of key Government programmes like the Health Management Information System (HMIS) and the National Agricultural Advisory Services (NAADS) among others.
Abstract
The overall objective of the UNPS Program is to collect high quality data on key outcome indicators such as poverty, service delivery, governance and employment among others; to monitor Government's development programmes like the NDP and the JAF among others on an annual basis.
The specific objectives of the survey are:
- To provide information required for monitoring the NDP and other development objectives like the JAF, MDGs as well as specific programs such as the National Agricultural Advisory Services (NAADS) among others.
- To provide high quality nationally representative information on income dynamics at the household level as well as annual consumption expenditure estimates to monitor poverty in years between the Uganda National Household Surveys (UNHS)
- To supply regular data on agriculture in order to characterize and monitor the performance of the agricultural sector.
The specific objectives of the survey are:
- To provide information required for monitoring the NDP and other development objectives like the JAF, MDGs as well as specific programs such as the National Agricultural Advisory Services (NAADS) among others.
- To provide high quality nationally representative information on income dynamics at the household level as well as annual consumption expenditure estimates to monitor poverty in years between the Uganda National Household Surveys (UNHS)
- To supply regular data on agriculture in order to characterize and monitor the performance of the agricultural sector.
Unit of Analysis
- Household
- Individual / Person
- Woman aged 15-49
- Community
- Individual / Person
- Woman aged 15-49
- Community
Scope
Notes
The 2011/12 Uganda National Panel Survey covered the following topics:
HOUSEHOLD
- Household identification particulars
- Staff details and survey time
- Household roster
- General information on household members
- Education (all persons 5 years and above)
- Health
- Child nutrition and health (for all children 0-59 months old)
- Labour force status (for all household members 5 years and above)
- Housing conditions, water and sanitation
- Energy use
- Other household income in the past 12 months
- Non-agricultural household enterprises/activities
- Household assets
- Household consumption expenditure
- Shocks and coping strategies
- Welfare and food security
- Transport services and road infrastructure
AGRICULTURE
- Household identification particulars
- Staff details and survey time
- Current land holdings
- Land that the household has access through use rights
- Agricultural and labor inputs
- Crops grown and types of seeds used
- Quantification of production
- Cattle and pack animals
- Small animals
- Poultry and others
- Livestock inputs
- Livestock production, meat
- Livestock production, milk
- Production of eggs
- Dung output and animal power
- Extension services
- Farm implements and machinery
WOMAN
- Household identification particulars
- Contraception and birth related issues
- Marital status
- Birth history
COMMUNITY
- Identification particulars
- Service availability in LC1
o Availability of services in the LC1
o Client satisfaction with health facilities
o Water and sanitation
- Education
o Availability of facilities at the school
o Condition of toilet facilities in the school
o Water facilities at the school
o Payment for services by parents/ guardians at the school
o Academic performance of the pupils in PLE
o Incidence of leaving school pre-maturely
o School meetings
o Staffing position of the school
o Supervision/ monitoring of the school during the last 12 months
o Problems/ constraints faced by the school
o Learner attendance, teacher presence and qualifications and other classroom elements
o Accountability in the school
- Health
o Client Satisfaction with Health facilities
o Availability of equipment/ services at the facility
o Services offered by the health facility
o Common diseases reported at health facility
o Common stock outs reported at health facility
o Items brought by patients visiting the health facility
o Deliveries at the facility
o Validation of HMIS
o Epidemic reporting
o General operations
o Sanitary facilities available at the health facility
o Access to water at the health facility
o Factors limiting provision of health services
o Supervision/ Monitoring of health facility
o Village health teams
o Staffing at the facility
o List of all medical staff who work a the facility
o Accountability in the health facility
- Works and transport
o Infrastructure (road/bridges/culverts) availability and condition
o Maintenance and repair of infrastructure
o Funding for maintenance of roads/bridges/culverts
o Constraints faced in the maintenance and repairs of roads
o Accountability in the sub county and rating of overall performance of the sub county administration
- Community characteristics
o Community groups
o NGOs in the community
o Community needs, actions and achievements
o Communal resource management
HOUSEHOLD
- Household identification particulars
- Staff details and survey time
- Household roster
- General information on household members
- Education (all persons 5 years and above)
- Health
- Child nutrition and health (for all children 0-59 months old)
- Labour force status (for all household members 5 years and above)
- Housing conditions, water and sanitation
- Energy use
- Other household income in the past 12 months
- Non-agricultural household enterprises/activities
- Household assets
- Household consumption expenditure
- Shocks and coping strategies
- Welfare and food security
- Transport services and road infrastructure
AGRICULTURE
- Household identification particulars
- Staff details and survey time
- Current land holdings
- Land that the household has access through use rights
- Agricultural and labor inputs
- Crops grown and types of seeds used
- Quantification of production
- Cattle and pack animals
- Small animals
- Poultry and others
- Livestock inputs
- Livestock production, meat
- Livestock production, milk
- Production of eggs
- Dung output and animal power
- Extension services
- Farm implements and machinery
WOMAN
- Household identification particulars
- Contraception and birth related issues
- Marital status
- Birth history
COMMUNITY
- Identification particulars
- Service availability in LC1
o Availability of services in the LC1
o Client satisfaction with health facilities
o Water and sanitation
- Education
o Availability of facilities at the school
o Condition of toilet facilities in the school
o Water facilities at the school
o Payment for services by parents/ guardians at the school
o Academic performance of the pupils in PLE
o Incidence of leaving school pre-maturely
o School meetings
o Staffing position of the school
o Supervision/ monitoring of the school during the last 12 months
o Problems/ constraints faced by the school
o Learner attendance, teacher presence and qualifications and other classroom elements
o Accountability in the school
- Health
o Client Satisfaction with Health facilities
o Availability of equipment/ services at the facility
o Services offered by the health facility
o Common diseases reported at health facility
o Common stock outs reported at health facility
o Items brought by patients visiting the health facility
o Deliveries at the facility
o Validation of HMIS
o Epidemic reporting
o General operations
o Sanitary facilities available at the health facility
o Access to water at the health facility
o Factors limiting provision of health services
o Supervision/ Monitoring of health facility
o Village health teams
o Staffing at the facility
o List of all medical staff who work a the facility
o Accountability in the health facility
- Works and transport
o Infrastructure (road/bridges/culverts) availability and condition
o Maintenance and repair of infrastructure
o Funding for maintenance of roads/bridges/culverts
o Constraints faced in the maintenance and repairs of roads
o Accountability in the sub county and rating of overall performance of the sub county administration
- Community characteristics
o Community groups
o NGOs in the community
o Community needs, actions and achievements
o Communal resource management
Coverage
Geographic Coverage
National coverage
Producers and sponsors
Primary investigators
| Name | Affiliation |
|---|---|
| Uganda Bureau of Statistics (UBOS) | Ministry of Finance, Planning and Economic Development |
Producers
| Name | Affiliation | Role |
|---|---|---|
| Living Standards Measurement Study – Integrated Surveys on Agriculture team | World Bank | Technical assistance |
Funding Agency/Sponsor
| Name | Abbreviation | Role |
|---|---|---|
| Government of Uganda | GovUGA | Funded the study |
| The World Bank | WBG | Funded the study |
| United Nations Population Fund | UNFPA | Funded the study |
| Government of Netherlands | GovNLD | Funded the study |
Sampling
Sampling Procedure
The 2011/12 UNPS survey maintained the 2010/11 UNPS sample design whereby all households that were sampled for Wave II (2010/11) were tracked and re-interviewed in Wave III (2011/12). Out of the 7,400 households interviewed during the UNHS 2005/06, 3,123 households were selected for the panel surveys. As a result, the same sample was maintained in 2009/10, 2010/11 and 2011/12 round of surveys. During data collection, households or individuals that had permanently left the original households to known locations were tracked and interviewed. The new households formed are known as split-off households whereas the individuals are termed as movers.
Data Collection
Dates of Data Collection
| Start | End |
|---|---|
| 2011-11 | 2012-11 |
Data Collection Mode
Face-to-face [f2f]
Data Collection Notes
A Centralized approach to data collection was employed whereby nine mobile field teams recruited from the headquarters were dispatched to different sampled areas. Each team comprised of one Supervisor, three Enumerators and one Driver. The teams were recruited based on the languages mostly used in each of the four statistical regions. The field teams visited UNPS households twice in a year in order to capture seasonality for the households engaged in agricultural activities as well as households' consumption expenditure patterns.
Data Collectors
| Name | Abbreviation | Affiliation |
|---|---|---|
| Uganda Bureau of Statistics | UBOS | Ministry of Finance, Planning and Economic Development |
Questionnaires
Questionnaires
The 2011/12 UNPS questionnaires comprised of the following survey instruments:
1) Household Questionnaire: Core and rotating modules
2) Agriculture Questionnaire (for the subset of UNPS households engaged in agricultural activities)
3) Price Questionnaire
4) Community / Facility Questionnaires for schools, health facilities and other facilities (potentially conducted on a rotating basis and not in every year of the UNPS)
1) Household Questionnaire: Core and rotating modules
2) Agriculture Questionnaire (for the subset of UNPS households engaged in agricultural activities)
3) Price Questionnaire
4) Community / Facility Questionnaires for schools, health facilities and other facilities (potentially conducted on a rotating basis and not in every year of the UNPS)
Data Processing
Data Editing
The 2011/12 round of UNPS used a computerized system of data collection whereby field staff directly captured information using Ultra Mobile Personal Computers (UMPCs) during data collection. The UMPCs were loaded with a data entry application with in-built range and consistency checks to ensure good quality data. Field Team Leaders run checks on the data while still in the field thereafter electronically transmitting it to UBOS Headquarters for verification. Every team was facilitated with an internet modem, a generator and extra UMPC batteries to ensure uninterrupted power supply and internet connectivity while in the field.
Access policy
Contacts
| Name | Affiliation | URL | |
|---|---|---|---|
| LSMS Data Manager | The World Bank | lsms@worldbank.org | surveys.worldbank.org/lsms |
Access conditions
To use the data from the 2011/12 National Panel Survey, the Uganda Bureau of Statistics (UBOS) asks that you fill in a Data User Agreement. This agreement allows UBOS to know who is using their data and the types of studies being done by users.
By filling out this form, you not only comply with the agreements reached by all parties in implementing the survey, but also help us to keep you informed about any additional information related to the Uganda 2011/12 National Panel Survey.
The form states, among other things, that downloading the data obligates you to cite the source of the data and to send copies of papers to the Uganda Bureau of Statistics and the LSMS Division of the World Bank. Once you have submitted the form, you will be sent to a page containing links to the data files. If your browser doesn't support forms (or fails to forward you to the data page upon completing the form), contact LSMS <mailto:lsms@worldbank.org> and you will receive instructions on how to progress to the page with the data files.
By filling out this form, you not only comply with the agreements reached by all parties in implementing the survey, but also help us to keep you informed about any additional information related to the Uganda 2011/12 National Panel Survey.
The form states, among other things, that downloading the data obligates you to cite the source of the data and to send copies of papers to the Uganda Bureau of Statistics and the LSMS Division of the World Bank. Once you have submitted the form, you will be sent to a page containing links to the data files. If your browser doesn't support forms (or fails to forward you to the data page upon completing the form), contact LSMS <mailto:lsms@worldbank.org> and you will receive instructions on how to progress to the page with the data files.
Citation requirements
Use of the dataset must be acknowledged using a citation which would include:
- the Identification of the Primary Investigator
- the title of the survey (including country, acronym and year of implementation)
- the survey reference number
- the source and date of download
- the Identification of the Primary Investigator
- the title of the survey (including country, acronym and year of implementation)
- the survey reference number
- the source and date of download
Access authority
| Name | Affiliation | URL | |
|---|---|---|---|
| LSMS Data Manager | The World Bank | lsms@worldbank.org | Link |
Disclaimer and copyrights
Disclaimer
The user of the data acknowledges that the original collector of the data, the authorized distributor of the data, and the relevant funding agency bear no responsibility for use of the data or for interpretations or inferences based upon such uses.
Metadata production
DDI Document ID
DDI_UGA_2011_UNPS_v01_M_WB
Producers
| Name | Abbreviation | Affiliation | Role |
|---|---|---|---|
| Development Data Group | DECDG | The World Bank | Metadata preparation |
Date of Metadata Production
2014-09-08
DDI Document version
Version 01 (September 2014)