DDI_SOM_2020_MS-COVID19-R2_v01_M_WB Development Data Group 2021-11-08 NADA Version 01 (November 2021) Micro-Enterprise Survey Follow-up on COVID-19 2020 Round 2 MS-COVID19-R2 2020 SOM_2020_MS-COVID19-R2_v01_M World Bank Group NADA World Bank Group Enterprise Analysis Unit Enterprise Survey [en/oth] Version 01. Edited, anonymous dataset for public distribution As part of the efforts of the World Bank Group to understand the impact of COVID-19 on the private sector, the Enterprise Analysis unit is conducting follow-up surveys on recently completed Enterprise Surveys (ES) in several countries. These short surveys follow the baseline ES and are designed to provide quick information on the impact and adjustments that COVID-19 has brought about in the private sector. Somalia The COVID-19 follow-up survey for Somalia covered establishment in Bosasu, Mogadishu, Baidoa, Beledeyne and Kismayo. The primary sampling unit of the study is the establishment. An establishment is a physical location where business is carried out and where industrial operations take place or services are provided. A firm may be composed of one or more establishments. For example, a brewery may have several bottling plants and several establishments for distribution. For the purposes of this survey an establishment must make its own financial decisions and have its own financial statements separate from those of the firm. An establishment must also have its own management and control over its payroll. The universe for the Somalia Micro-Enterprise Survey includes formally registered businesses with less than five employees. In terms of sector and size, the survey covers all non-agricultural sectors and businesses of all size categories if they meet the registration and size criteria. Sample survey data [ssd] The 2020 Somalia Micro-Enterprise Survey Follow-up on COVID-19, Round 2 covered the following topics: - General information of a firm/ establishment - Sales - Production - Labor - Finance - Policies - Expectations - Information on permanently closed establishments Altai Consulting The COVID-19 survey for Somalia is slightly different from the standard follow-up survey conducted by the unit in other countries in two ways. First, while the 2019 World Bank Enterprise Survey covered only Bosasu and Mogadishu, the COVID-19 survey has been expanded to cover three additional cities - Baidoa, Beledweyne and Kismayo. Sampling for these additional cities followed the standard ES methodology of stratified random sampling and the universe of coverage is the same as the standard ES. Second, for Bosaso and Mogadishu, establishments that refused the follow-up interview or were unobtainable are replaced by establishments that were not part of the 2019 ES, selected from the same cell (combination of size, sector, and location) as in the ES. Further, for Mogadishu the coverage of the COVID-19 survey has been expanded by increasing the sample size for the ES firms (5 or more employees) compared to the 2019 ES, and by adding micro-enterprises. The baseline for Bosaso and Mogadishu contains a total of 250 interviews conducted from Nomber 2019 though February 2020. For these two cities, the follow-up data can be merged with the baseline data set using the variable idstd. Total sample target: 453 Computer Assisted Telephone Interview [cati] The questionnaire contains the following modules: - Control information and introduction - General information of a firm/ establishment - Sales - Production - Labor - Finance - Policies - Expectations - Information on permanently closed establishments - Interview protocol The dataset contains three weight variables. The baseline weights are denoted wmedian_ES and are used to compute the indicators that project to the baseline Universe (e.g. exit rates). To account for non-response in the follow-up, these sampling weights are adjusted by cell of stratification (combination of size, sectorm and location). The resulting variable wmedian_COVID - recommended to be used for analysis and used to compute all other indicators - assumes that businesses that could not re-contacted (unobtainable) have exited the market. The variable wweak_COVID assumes that unobtainable businesses continue to exist. Establishments that have closed permanently are interviewed using a short questionnaire which is also available in the dataset. 67.8% Confidentiality of the survey respondents and the sensitive information they provide is necessary to ensure the greatest degree of survey participation, integrity and confidence in the quality of the data. Surveys are usually carried out in cooperation with business organizations and government agencies promoting job creation and economic growth, but confidentiality is never compromised. Enterprise Analysis Unit Use of the dataset must be acknowledged using a citation which would include: - the Identification of the Primary Investigator - the title of the survey (including country, acronym and year of implementation) - the survey reference number - the source and date of download Example: The World Bank. Somalia - Micro-Enterprise Survey Follow-up on COVID-19 (MS-COVID19-R2) 2020. Ref. SOM_2020_MS-COVID19-R2_v01_M. Dataset downloaded from https://www.enterprisesurveys.org/portal/login.aspx on [date]. The user of the data acknowledges that the original collector of the data, the authorized distributor of the data, and the relevant funding agency bear no responsibility for use of the data or for interpretations or inferences based upon such uses. Somalia-Micro-Round-2-COVID-follow-up-2020-full-data.dta Micro-enteprise follow-up survey on COVID-19, Round 2 - Somalia 2020. 100 91 Unique ID Unique ID Unique ID Unique ID Unique ID Unique ID 100 709742 709841 Follow-up Survey ID Follow-up Survey ID Follow-up Survey ID Follow-up Survey ID Follow-up Survey ID Follow-up Survey ID 90 10 11 2289 Country Code Country Code Country Code Country Code Country Code Country Code 90 10 706 706 706 Somalia Sysmiss Country Name Country Name Country Name Country Name Country Name Country Name 100 Somalia Language of The Interview Language of The Interview Language of The Interview Language of The Interview Language of The Interview Language of the Interview 90 10 1 1 1 Somali Sysmiss Mode of Interview Mode of Interview Mode of Interview Mode of Interview Mode of Interview MODE OF INTERVIEW 90 10 1 1 1 Phone (CATI) 2 Online Sysmiss Questionnaire Questionnaire Questionnaire Questionnaire Questionnaire Questionnaire 90 10 1 3 1 Manufacturing 2 Retail 3 Other services Sysmiss Day Day Day Day Day 1. READ THE FOLLOWING TO THE TARGET RESPONDENT, IF BY PHONE (mode=1) Good [morning/afternoon/evening], I’m calling you from Altai Consulting to thank you for the participation in the first round of the COVID-19 impact survey for the World Bank that we undertook June/July. We would like to take this opportunity to ask you a few questions to follow up on the effect of the COVID-19 virus on your establishment since we spoke in June/July.. The information gathered will help to design policy responses for private sector recovery and growth in Somalia. The information and opinions you provide will be anonymized. Neither your name nor the name of your business will be used in any document based on this survey. 2. SHOW THE FOLLOWING TO RESPONDENT NOT COVERED IN THE PREVIOUS ROUND Good [morning/afternoon/evening], I’m calling you from Altai Consulting on behalf of the World Bank. We are conducting a survey to better understand the effect of the COVID-19 on businesses like yours. Your business is randomly selected to participate in a quick over the phone survey. The information gathered will help to design policy responses for private sector recovery and growth in Somalia. The information and opinions you provide will be anonymized. Neither your name nor the name of your business will be used in any document based on this survey. Date of the interview - Day 90 10 7 28 7 9 10 12 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Sysmiss Month Month Month Month Month 1. READ THE FOLLOWING TO THE TARGET RESPONDENT, IF BY PHONE (mode=1) Good [morning/afternoon/evening], I’m calling you from Altai Consulting to thank you for the participation in the first round of the COVID-19 impact survey for the World Bank that we undertook June/July. We would like to take this opportunity to ask you a few questions to follow up on the effect of the COVID-19 virus on your establishment since we spoke in June/July.. The information gathered will help to design policy responses for private sector recovery and growth in Somalia. The information and opinions you provide will be anonymized. Neither your name nor the name of your business will be used in any document based on this survey. 2. SHOW THE FOLLOWING TO RESPONDENT NOT COVERED IN THE PREVIOUS ROUND Good [morning/afternoon/evening], I’m calling you from Altai Consulting on behalf of the World Bank. We are conducting a survey to better understand the effect of the COVID-19 on businesses like yours. Your business is randomly selected to participate in a quick over the phone survey. The information gathered will help to design policy responses for private sector recovery and growth in Somalia. The information and opinions you provide will be anonymized. Neither your name nor the name of your business will be used in any document based on this survey. Date of the interview - Month 90 10 1 12 1 January 2 February 3 March 4 April 5 May 6 June 7 July 8 August 9 September 10 October 11 November 12 December Sysmiss Year Year Year Year Year 1. READ THE FOLLOWING TO THE TARGET RESPONDENT, IF BY PHONE (mode=1) Good [morning/afternoon/evening], I’m calling you from Altai Consulting to thank you for the participation in the first round of the COVID-19 impact survey for the World Bank that we undertook June/July. We would like to take this opportunity to ask you a few questions to follow up on the effect of the COVID-19 virus on your establishment since we spoke in June/July.. The information gathered will help to design policy responses for private sector recovery and growth in Somalia. The information and opinions you provide will be anonymized. Neither your name nor the name of your business will be used in any document based on this survey. 2. SHOW THE FOLLOWING TO RESPONDENT NOT COVERED IN THE PREVIOUS ROUND Good [morning/afternoon/evening], I’m calling you from Altai Consulting on behalf of the World Bank. We are conducting a survey to better understand the effect of the COVID-19 on businesses like yours. Your business is randomly selected to participate in a quick over the phone survey. The information gathered will help to design policy responses for private sector recovery and growth in Somalia. The information and opinions you provide will be anonymized. Neither your name nor the name of your business will be used in any document based on this survey. Date of the interview - Year 90 10 2020 2021 2020 2021 Sysmiss Last Completed Month Last Completed Month Last Completed Month Last Completed Month Last Completed Month 1. READ THE FOLLOWING TO THE TARGET RESPONDENT, IF BY PHONE (mode=1) Good [morning/afternoon/evening], I’m calling you from Altai Consulting to thank you for the participation in the first round of the COVID-19 impact survey for the World Bank that we undertook June/July. We would like to take this opportunity to ask you a few questions to follow up on the effect of the COVID-19 virus on your establishment since we spoke in June/July.. The information gathered will help to design policy responses for private sector recovery and growth in Somalia. The information and opinions you provide will be anonymized. Neither your name nor the name of your business will be used in any document based on this survey. 2. SHOW THE FOLLOWING TO RESPONDENT NOT COVERED IN THE PREVIOUS ROUND Good [morning/afternoon/evening], I’m calling you from Altai Consulting on behalf of the World Bank. We are conducting a survey to better understand the effect of the COVID-19 on businesses like yours. Your business is randomly selected to participate in a quick over the phone survey. The information gathered will help to design policy responses for private sector recovery and growth in Somalia. The information and opinions you provide will be anonymized. Neither your name nor the name of your business will be used in any document based on this survey. Date of the interview - Last completed month 90 10 11 12 1 January 2 February 3 March 4 April 5 May 6 June 7 July 8 August 9 September 10 October 11 November 12 December Sysmiss Year Establishment Began Operations Year Establishment Began Operations Year Establishment Began Operations Year Establishment Began Operations Year Establishment Began Operations ASK ONLY IF COVR1==2 (Establishment was not part of the previous round of survey) In what year did this establishment begin operations? 100 * -9 Don't know (spontaneous) Sysmiss Legal Status of The Firm Legal Status of The Firm Legal Status of The Firm Legal Status of The Firm Legal Status of The Firm What is this firm’s current legal status? 100 * -9 Don't know (spontaneous) 2 Shareholding company with non-traded shares or shares traded privately 3 Sole proprietorship 4 Partnership 5 Limited partnership 6 Other Sysmiss % of The Firm Owned By Females % of The Firm Owned By Females % of The Firm Owned By Females % of The Firm Owned By Females % of The Firm Owned By Females What percentage of the firm is owned by females? 100 * -9 Don't know (spontaneous) Sysmiss Have A Permit From The Ministry of Commerce Have A Permit From The Ministry of Commerce Have A Permit From The Ministry of Commerce Have A Permit From The Ministry of Commerce Have A Permit From The Ministry of Commerce Does this business have a registration or operating permit from the Ministry of Commerce? 100 * -9 Don't know (spontaneous) 1 Yes 2 No Sysmiss Have A Permit From The Municipality Have A Permit From The Municipality Have A Permit From The Municipality Have A Permit From The Municipality Have A Permit From The Municipality Does this business have a registration or operating permit from the Municipality? 100 * -9 Don't know (spontaneous) 1 Yes 2 No Sysmiss Currently is this establishment open, temporarily closed, or permanently closed? Currently is this establishment open, temporarily closed, or permanently closed? Currently is this establishment open, temporarily closed, or permanently closed? Currently is this establishment open, temporarily closed, or permanently closed? Currently is this establishment open, temporarily closed, or permanently closed? Currently is this establishment open, temporarily closed (suspended services or production), or permanently closed? - Permanently closed, GO TO SECTION H. - Temporarily closed, GO TO B.1b - DON’T KNOW (SPONTANEOUS), GO TO B.2 90 10 1 3 -99 Don't know -9 Don't know (spontaneous) 1 Permanently closed 2 Temporarily closed 3 Open Sysmiss Since wave 1, did this establishment close temporarily? Since wave 1, did this establishment close temporarily? Since wave 1, did this establishment close temporarily? Since wave 1, did this establishment close temporarily? Since wave 1, did this establishment close temporarily? Since [insert round 1 month], did this establishment close temporarily (suspended services or production) due to the COVID-19 outbreak? - No, GO TO B.2 - DON’T KNOW (SPONTANEOUS), GO TO B.2 86 14 1 2 -99 Don't know -9 Don't know (spontaneous) 1 Yes 2 No Sysmiss Since wave 1, for how many weeks has this establishment been closed? Since wave 1, for how many weeks has this establishment been closed? Since wave 1, for how many weeks has this establishment been closed? Since wave 1, for how many weeks has this establishment been closed? Since wave 1, for how many weeks has this establishment been closed? For how many weeks has this establishment been closed (or was closed) due to the COVID-19 outbreak since [insert round 1 month? 32 68 -9 6 -99 Don't know -9 Don't know (spontaneous) 1 2 3 4 5 6 Sysmiss Change in sales for the last month compared with the same month in 2019 Change in sales for the last month compared with the same month in 2019 Change in sales for the last month compared with the same month in 2019 Change in sales for the last month compared with the same month in 2019 Change in sales for the last month compared with the same month in 2019 Comparing this establishment’s sales for [insert last completed month] with the same month in 2019, did sales increase, remain the same, or decrease? - Remain the same, GO TO C.3 - DON’T KNOW (SPONTANEOUS), GO TO C.3 89 11 -9 3 -99 Don't know -9 Don't know (spontaneous) 1 Increase 2 Remain the same 3 Decrease Sysmiss Increased by how much, percent Increased by how much, percent Increased by how much, percent Increased by how much, percent Increased by how much, percent ASK ONLY IF COVb2a = 1 By what percentage did the sales increase? 31 69 5 60 -99 Don't know -9 Don't know (spontaneous) 5 6 10 14 15 18 20 25 35 40 45 50 60 Sysmiss Decreased by how much, percent Decreased by how much, percent Decreased by how much, percent Decreased by how much, percent Decreased by how much, percent ASK ONLY IF COVb2a = 3 By what percentage did the sales Decrease? 39 61 -9 80 -99 Don't know -9 Don't know (spontaneous) 20 25 30 35 40 45 60 75 80 Sysmiss Since COVID-19 outbreak, introduced new or improved product or services Since COVID-19 outbreak, introduced new or improved product or services Since COVID-19 outbreak, introduced new or improved product or services Since COVID-19 outbreak, introduced new or improved product or services Since COVID-19 outbreak, introduced new or improved product or services Since February 2020, did this establishment experience any of the following changes in response to the COVID-19 outbreak? - Introduced new or improved products or services? 89 11 -9 2 -99 Don't know -9 Don't know (spontaneous) 1 Yes 2 No Sysmiss Since COVID-19 outbreak, discontinued production of goods or offering of service Since COVID-19 outbreak, discontinued production of goods or offering of service Since COVID-19 outbreak, discontinued production of goods or offering of service Since COVID-19 outbreak, discontinued production of goods or offering of service Since COVID-19 outbreak, discontinued production of goods or offering of service Since February 2020, did this establishment experience any of the following changes in response to the COVID-19 outbreak? - Discontinued the production of some goods or the offering of any services? 89 11 -9 2 -99 Don't know -9 Don't know (spontaneous) 1 Yes 2 No Sysmiss The establishment's total hours worked per week The establishment's total hours worked per week The establishment's total hours worked per week The establishment's total hours worked per week The establishment's total hours worked per week Comparing [insert option] for [insert last completed month] with the same month in 2019, did it (they) increase, remain the same, or decrease? - This establishment’s total hours worked per week 89 11 -9 3 -99 Don't know -9 Don't know (spontaneous) 1 Increase 2 Remain the same 3 Decrease Sysmiss The demand for this establishment's products and services The demand for this establishment's products and services The demand for this establishment's products and services The demand for this establishment's products and services The demand for this establishment's products and services Comparing [insert option] for [insert last completed month] with the same month in 2019, did it (they) increase, remain the same, or decrease? - The demand for this establishment’s products and services 89 11 -9 3 -99 Don't know -9 Don't know (spontaneous) 1 Increase 2 Remain the same 3 Decrease Sysmiss Supply of inputs, raw materials, or goods and materials purchased to resell Supply of inputs, raw materials, or goods and materials purchased to resell Supply of inputs, raw materials, or goods and materials purchased to resell Supply of inputs, raw materials, or goods and materials purchased to resell Supply of inputs, raw materials, or goods and materials purchased to resell Comparing [insert option] for [insert last completed month] with the same month in 2019, did it (they) increase, remain the same, or decrease? - This establishment’s supply of inputs, raw materials, or finished goods and materials purchased to resell 89 11 -9 3 -99 Don't know -9 Don't know (spontaneous) 1 Increase 2 Remain the same 3 Decrease Sysmiss Main Reason for the Disruption in Intermediate Materials Main Reason for the Disruption in Intermediate Materials Main Reason for the Disruption in Intermediate Materials Main Reason for the Disruption in Intermediate Materials Main Reason for the Disruption in Intermediate Materials ASK ONLY IF COVc2c = 3 What was the main reason for the disruption in intermediate materials? 31 69 1 4 -99 Don't know -9 Don't know (spontaneous) 1 Not available 2 Cost increased 3 Lower quality 4 Other Sysmiss Since wave 1, started or increased using phone for marketing or accepting orders Since wave 1, started or increased using phone for marketing or accepting orders Since wave 1, started or increased using phone for marketing or accepting orders Since wave 1, started or increased using phone for marketing or accepting orders Since wave 1, started or increased using phone for marketing or accepting orders Since [insert round 1 month], did this establishment experience any of the following changes in response to the COVID-19 outbreak? - Started or increased using phone for marketing or accepting orders? 89 11 -9 2 -99 Don't know -9 Don't know (spontaneous) 1 Yes 2 No Sysmiss Since wave 1, started or increased delivery or carry-out of goods or services? Since wave 1, started or increased delivery or carry-out of goods or services? Since wave 1, started or increased delivery or carry-out of goods or services? Since wave 1, started or increased delivery or carry-out of goods or services? Since wave 1, started or increased delivery or carry-out of goods or services? Since [insert round 1 month], did this establishment experience any of the following changes in response to the COVID-19 outbreak? - Started or increased delivery or carry-out of goods or services? 89 11 -9 2 -99 Don't know -9 Don't know (spontaneous) 1 Yes 2 No Sysmiss Since wave 1, changed or in the process of changing its products and services? Since wave 1, changed or in the process of changing its products and services? Since wave 1, changed or in the process of changing its products and services? Since wave 1, changed or in the process of changing its products and services? Since wave 1, changed or in the process of changing its products and services? Since [insert round 1 month], did this establishment experience any of the following changes in response to the COVID-19 outbreak? - Changed or in the process of changing its products and services 89 11 -9 2 -99 Don't know -9 Don't know (spontaneous) 1 Yes 2 No Sysmiss Since wave 1, started or increased use of Internet, online social media, special Since wave 1, started or increased use of Internet, online social media, special Since wave 1, started or increased use of Internet, online social media, special Since wave 1, started or increased use of Internet, online social media, special Since wave 1, started or increased use of Internet, online social media, special Since [insert round 1 month], did this establishment experience any of the following changes in response to the COVID-19 outbreak? - Started or increased use of Internet, online social media, specialized apps or digital platforms 89 11 -9 2 -99 Don't know -9 Don't know (spontaneous) 1 Yes 2 No Sysmiss Permanent, full-time workers end of December 2019 Permanent, full-time workers end of December 2019 Permanent, full-time workers end of December 2019 Permanent, full-time workers end of December 2019 Permanent, full-time workers end of December 2019 - PLEASE READ THE FOLLOWING TO THE RESPONDENT BEFORE PROCEEDING: And now I would like to ask some questions about this establishment workforce - ASK ONLY IF COVR1= 2 At the end of February 2020, how many permanent, full-time employees did this establishment employ? Please include all employees and managers Permanent, full-time workers are defined as all workers that work for a term of one or more fiscal years and/or have a guaranteed renewal of their employment and that work a full shift. 100 * -99 Don't know -9 Don't know (spontaneous) Sysmiss Female permanent full-time workers end of December 2019 Female permanent full-time workers end of December 2019 Female permanent full-time workers end of December 2019 Female permanent full-time workers end of December 2019 Female permanent full-time workers end of December 2019 ASK ONLY IF COVR1= 2 At the end of February 2020, in this establishment how many permanent, full-time workers were female? 100 * -99 Don't know -9 Don't know (spontaneous) Sysmiss Permanent, full-time employees end of last month Permanent, full-time employees end of last month Permanent, full-time employees end of last month Permanent, full-time employees end of last month Permanent, full-time employees end of last month At the end of the last completed month, that is in [insert last completed month], how many permanent, full-time employees did this establishment employ? Please include all employees and managers 89 11 -9 25 -99 Don't know -9 Don't know (spontaneous) 1 2 3 4 5 6 7 8 10 11 12 22 25 Sysmiss Full time workers that were female Full time workers that were female Full time workers that were female Full time workers that were female Full time workers that were female At the end of the last completed month, that is the end of [insert last completed month], in this establishment how many permanent, full-time workers were female? 89 11 -9 22 -99 Don't know -9 Don't know (spontaneous) 1 2 3 4 5 6 8 22 Sysmiss Since wave 1, temporary workers increased, remained same, or decreased? Since wave 1, temporary workers increased, remained same, or decreased? Since wave 1, temporary workers increased, remained same, or decreased? Since wave 1, temporary workers increased, remained same, or decreased? Since wave 1, temporary workers increased, remained same, or decreased? Since [insert round 1 month],, has the total number of this establishment’s temporary workers increased, remained the same, or decreased? 89 11 1 3 -99 Don't know -9 Don't know (spontaneous) 1 Increased 2 Remained the same 3 Decreased Sysmiss Since wave 1, number of workers that quit or took leave Since wave 1, number of workers that quit or took leave Since wave 1, number of workers that quit or took leave Since wave 1, number of workers that quit or took leave Since wave 1, number of workers that quit or took leave ASK ONLY IF COVd1< COVd0a OR COVD3B = 3 Since [insert round 1 month],, how many workers have taken leave for more than 5 days or quit due to illness, childcare interruption, or mobility restrictions linked to the COVID-19 outbreak? 37 63 -9 3 -99 Don't know -9 Don't know (spontaneous) 1 2 3 Sysmiss Since wave 1, how many workers have been laid off? Since wave 1, how many workers have been laid off? Since wave 1, how many workers have been laid off? Since wave 1, how many workers have been laid off? Since wave 1, how many workers have been laid off? ASK ONLY IF COVd1< COVd0a OR COVD3B = 3 Since [insert round 1 month],, how many workers have been laid off due to the COVID-19 outbreak? 37 63 -9 4 -99 Don't know -9 Don't know (spontaneous) 1 2 3 4 Sysmiss Since wave 1, how many workers have their salary, wages, or benefits reduced? Since wave 1, how many workers have their salary, wages, or benefits reduced? Since wave 1, how many workers have their salary, wages, or benefits reduced? Since wave 1, how many workers have their salary, wages, or benefits reduced? Since wave 1, how many workers have their salary, wages, or benefits reduced? Since [insert round 1 month], how many workers have their salary, wages, or benefits reduced due to the COVID-19 outbreak? 89 11 20 -99 Don't know -9 Don't know (spontaneous) 1 2 3 4 5 11 12 20 Sysmiss Since wave 1, how many workers have their hours reduced? Since wave 1, how many workers have their hours reduced? Since wave 1, how many workers have their hours reduced? Since wave 1, how many workers have their hours reduced? Since wave 1, how many workers have their hours reduced? Since [insert round 1 month], how many workers had their hours reduced due to the COVID-19 outbreak? 89 11 18 -99 Don't know -9 Don't know (spontaneous) 1 2 3 5 8 9 10 12 18 Sysmiss Since wave 1, liquidity or cash flow Since wave 1, liquidity or cash flow Since wave 1, liquidity or cash flow Since wave 1, liquidity or cash flow Since wave 1, liquidity or cash flow PLEASE READ THE FOLLOWING TO THE RESPONDENT BEFORE PROCEEDING: And now I would like to ask a few questions about the effect of the COVID-19 outbreak on this establishment’s access to finance Since [insert round 1 month], has/have this establishment’s liquidity or cash flow increased, remained the same, or decreased? 89 11 1 3 -99 Don't know -9 Don't know (spontaneous) 1 Increased 2 Remained the same 3 Decreased Sysmiss Since wave 1, its suppliers Since wave 1, its suppliers Since wave 1, its suppliers Since wave 1, its suppliers Since wave 1, its suppliers Since [insert round 1 month],, has this establishment delayed payments due to the COVID-19 outbreak for more than one week (excluding payments postponed following current regulation) to: - Its suppliers 89 11 1 2 -99 Don't know -9 Don't know (spontaneous) 1 Yes 2 No Sysmiss Since wave 1, its landlord Since wave 1, its landlord Since wave 1, its landlord Since wave 1, its landlord Since wave 1, its landlord Since [insert round 1 month],, has this establishment delayed payments due to the COVID-19 outbreak for more than one week (excluding payments postponed following current regulation) to: - Its landlords 89 11 1 2 -99 Don't know -77 Does not apply -9 Don't know (spontaneous) -7 Does not apply (spontaneous) 1 Yes 2 No Sysmiss Since wave 1, the tax authorities Since wave 1, the tax authorities Since wave 1, the tax authorities Since wave 1, the tax authorities Since wave 1, the tax authorities Since [insert round 1 month],, has this establishment delayed payments due to the COVID-19 outbreak for more than one week (excluding payments postponed following current regulation) to: - The tax authorities 89 11 -9 2 -99 Don't know -9 Don't know (spontaneous) 1 Yes 2 No Sysmiss Since wave 1, overdue on obligations to any financial institution Since wave 1, overdue on obligations to any financial institution Since wave 1, overdue on obligations to any financial institution Since wave 1, overdue on obligations to any financial institution Since wave 1, overdue on obligations to any financial institution Since [insert round 1 month],, has this establishment been overdue on its obligations to any financial institution? 89 11 -7 2 -99 Don't know -77 Does not apply -9 Don't know (spontaneous) -7 Does not apply (spontaneous) 1 Yes 2 No Sysmiss Since wave 1, received any national or local government support? Since wave 1, received any national or local government support? Since wave 1, received any national or local government support? Since wave 1, received any national or local government support? Since wave 1, received any national or local government support? Since [insert round 1 month], has this establishment received any national or local government support in response to the crisis? - No, GO TO SOMF.2 - DON’T KNOW (SPONTANEOUS), GO TO SOMF.2 89 11 -9 3 -99 Don't know -9 Don't know (spontaneous) 1 Yes 2 No, but expect to receive them in the next 3 months 3 No Sysmiss Since wave 1, cash transfers for business Since wave 1, cash transfers for business Since wave 1, cash transfers for business Since wave 1, cash transfers for business Since wave 1, cash transfers for business Did any of these measures involve any of the following: - Cash transfers for businesses 100 * -99 Don't know -9 Don't know (spontaneous) 1 Yes 2 No Sysmiss Since wave 1, deferrel of payments Since wave 1, deferrel of payments Since wave 1, deferrel of payments Since wave 1, deferrel of payments Since wave 1, deferrel of payments Did any of these measures involve any of the following: - Deferral of credit payments, rent or mortgage, suspension of interest payments, or rollover of debt. 100 * -99 Don't know -9 Don't know (spontaneous) 1 Yes 2 No Sysmiss Since wave 1, access to new credit Since wave 1, access to new credit Since wave 1, access to new credit Since wave 1, access to new credit Since wave 1, access to new credit Did any of these measures involve any of the following: - Access to new credit 100 * -99 Don't know -9 Don't know (spontaneous) 1 Yes 2 No Sysmiss Since wave 1, tax reductions or tax deferrals Since wave 1, tax reductions or tax deferrals Since wave 1, tax reductions or tax deferrals Since wave 1, tax reductions or tax deferrals Since wave 1, tax reductions or tax deferrals Did any of these measures involve any of the following: - Tax reductions or tax deferrals 100 * -99 Don't know -9 Don't know (spontaneous) 1 Yes 2 No Sysmiss Since wave 1, wage subsidies Since wave 1, wage subsidies Since wave 1, wage subsidies Since wave 1, wage subsidies Since wave 1, wage subsidies Did any of these measures involve any of the following: - Wage Subsidies 100 * -99 Don't know -9 Don't know (spontaneous) 1 Yes 2 No Sysmiss Since wave 1, support for adoption of digital technologies Since wave 1, support for adoption of digital technologies Since wave 1, support for adoption of digital technologies Since wave 1, support for adoption of digital technologies Since wave 1, support for adoption of digital technologies Did any of these measures involve any of the following: - Training for digital marketing and selling 100 * -99 Don't know -9 Don't know (spontaneous) 1 Yes 2 No Sysmiss Since wave 1, other Since wave 1, other Since wave 1, other Since wave 1, other Since wave 1, other Did any of these measures involve any of the following: - Other 100 * 1 Yes 2 No Sysmiss Since wave 1, other (specify) Since wave 1, other (specify) Since wave 1, other (specify) Since wave 1, other (specify) Since wave 1, other (specify) Did any of these measures involve any of the following: - Other (specify) 100 Most needed policies to support this business over COVID-19 crisis Most needed policies to support this business over COVID-19 crisis Most needed policies to support this business over COVID-19 crisis Most needed policies to support this business over COVID-19 crisis Most needed policies to support this business over COVID-19 crisis What would be the MOST needed policies to support this business over the COVID-19 crisis? 89 11 -9 10 -99 Don't know -9 Don't know (spontaneous) 1 Deferral of payments (loan, rent, mortgage, or utilities) 2 Deferral of tax payments 3 Access to new credit 4 Loans with subsidized interest rates 5 Wage subsidies 6 Cash transfers for business 7 Support for adoption of digital technologies, including online marketing. 8 Support to improve my marketing skills, including packaging and display 9 Support to improve management skills to reduce costs 10 Support for adoption of COVID-19 health protocols 11 Other Sysmiss Other (Specify) Other (Specify) Other (Specify) Other (Specify) Other (Specify) What would be the MOST needed policies to support this business over the COVID-19 crisis? - Other (specify) 100 Expected to fall in arrears of its outstanding liabilities in the next 6 months Expected to fall in arrears of its outstanding liabilities in the next 6 months Expected to fall in arrears of its outstanding liabilities in the next 6 months Expected to fall in arrears of its outstanding liabilities in the next 6 months Expected to fall in arrears of its outstanding liabilities in the next 6 months Is it expected that this establishment will fall in arrears in any of its outstanding liabilities in the next 6 months? 89 11 -9 2 -99 Don't know -9 Don't know (spontaneous) 1 Yes 2 No Sysmiss Weeks this establishment be able to remain open if its sales stopped as of today Weeks this establishment be able to remain open if its sales stopped as of today Weeks this establishment be able to remain open if its sales stopped as of today Weeks this establishment be able to remain open if its sales stopped as of today Weeks this establishment be able to remain open if its sales stopped as of today Keeping the cost structure as it is now, how many weeks would this establishment be able to remain open if its sales stopped as of today? 89 11 -9 53 -99 Don't know -9 Don't know (spontaneous) 1 2 3 4 5 6 7 8 10 12 14 15 18 19 22 25 26 28 33 39 40 44 45 50 51 52 53 Sysmiss Looking ahead to the next six months, do you expect establishment’s sales to increase, remain the same, or decrease compared to same period last year? - Remain, GO TO SOMG.6a - DON’T KNOW (SPONTANEOUS), GO TO SOMG.6a 89 11 1 3 -99 Don't know -9 Don't know (spontaneous) 1 Increase 2 Remain the same 3 Decrease Sysmiss Looking ahead to the next six months, by what percentage are this establishment’s sales expected to change compared to the same period last year? 78 22 -9 95 -99 Don't know -9 Don't know (spontaneous) 2 3 5 6 10 15 18 20 25 30 35 40 50 60 65 70 80 85 90 95 Sysmiss Looking ahead to the next six months, do you expect establishment’s workforce to increase, remain the same, or decrease compared to same period last year? - Remain the same, GO TO a17x - DON’T KNOW (SPONTANEOUS), GO TO a17x 89 11 1 3 -99 Don't know -9 Don't know (spontaneous) 1 Increase 2 Remain the same 3 Decrease Sysmiss Looking ahead to the next six months, by what percentage are this establishment’s workforce expected to change compared to the same period last year? 75 25 -9 85 -99 Don't know -9 Don't know (spontaneous) 2 3 4 5 10 11 12 15 16 20 25 30 35 38 40 45 50 55 60 65 75 80 85 Sysmiss Position of the respondent Position of the respondent Position of the respondent Position of the respondent Position of the respondent Position of the respondent 100 Accountant Operational or plant manager Other Administrative Other Management Owner President, Executive Director, or CEO Gender of the respondent Gender of the respondent Gender of the respondent Gender of the respondent Gender of the respondent Gender of the respondent 90 10 1 2 -8 Refusal (spontaneous) 1 Male 2 Female Sysmiss Number of minutes the interview lasted Number of minutes the interview lasted Number of minutes the interview lasted Number of minutes the interview lasted Number of minutes the interview lasted Number of minutes the interview lasted 90 10 12.2 90 Respondent cooperation Respondent cooperation Respondent cooperation Respondent cooperation Respondent cooperation ASK ONLY IF MODE = 1 (PHONE - CATI) Respondent cooperation 90 10 1 3 1 Excellent 2 Fair 3 Average 4 Bad Sysmiss Interviewer number Interviewer number Interviewer number Interviewer number Interviewer number Interviewer number 100 Participated in Round 1 of the COVID-19 impact survey Participated in Round 1 of the COVID-19 impact survey Participated in Round 1 of the COVID-19 impact survey Participated in Round 1 of the COVID-19 impact survey Participated in Round 1 of the COVID-19 impact survey Participated in Round 1 of the COVID-19 impact survey 90 10 1 1 1 Yes 2 No Sysmiss City City City City City City 90 10 5 5 5 Sysmiss Other (Specify) Other (Specify) Other (Specify) Other (Specify) Other (Specify) What was the main reason for the disruption in intermediate materials? - Other (specify) 100 Due to COVID-19, income reduced countrywide Since wave 1, main source used to deal with cash flow shortages Since wave 1, main source used to deal with cash flow shortages Since wave 1, main source used to deal with cash flow shortages Since wave 1, main source used to deal with cash flow shortages Since wave 1, main source used to deal with cash flow shortages ASK ONLY IF COVE1A = 3 Since [insert round 1 month],, what has been the main source this establishment has used to deal with cash flow shortages? 36 64 -9 6 -99 Don't know -9 Don't know (spontaneous) 1 Loans from commercial banks 2 Loans from non-banking financial institutions 3 Equity finance 4 Delaying payments to suppliers or workers 5 Government grants 6 None of the above Sysmiss Applied for any lines of credit or loans or overdraft facility? Applied for any lines of credit or loans or overdraft facility? Applied for any lines of credit or loans or overdraft facility? Applied for any lines of credit or loans or overdraft facility? Applied for any lines of credit or loans or overdraft facility? Since February 2020, has this establishment applied for any lines of credit or loans or overdraft facility? - Yes, GO TO E.8 - DON’T KNOW (SPONTANEOUS), GO TO F.1 89 11 1 2 -99 Don't know -9 Don't know (spontaneous) 1 Yes 2 No Sysmiss Main reason the establishment did not apply for any line of credit or loan Main reason the establishment did not apply for any line of credit or loan Main reason the establishment did not apply for any line of credit or loan Main reason the establishment did not apply for any line of credit or loan Main reason the establishment did not apply for any line of credit or loan What was the main reason why this establishment did not apply for any line of credit or loan? - No need for a loan - establishment had sufficient capital, GO TO F.1 - Application procedures were complex, GO TO F.1 - Interest rates were not favorable, GO TO F.1 - Collateral requirements were too high, GO TO F.1 - Size of loan and maturity were insufficient, GO TO F.1 - Did not think it would be approved, GO TO F.1 - Other, GO TO F.1 - DON’T KNOW (SPONTANEOUS), GO TO F.1 71 29 1 6 -99 Don't know -9 Don't know (spontaneous) 1 No need for a loan - establishment had sufficient capital 2 Application procedures were complex 3 Interest rates were not favorable 4 Collateral requirements were too high 5 Size of loan and maturity were insufficient 6 Did not think it would be approved 7 Other Sysmiss What was the outcome of that most recent application application? What was the outcome of that most recent application application? What was the outcome of that most recent application application? What was the outcome of that most recent application application? What was the outcome of that most recent application application? Referring only to this most recent application for a line of credit or loan, what was the outcome of that application? 18 82 -6 4 -99 Don't know -9 Don't know (spontaneous) -6 Application still in process 1 Application was approved in full 2 Application was approved in part 3 Application was rejected 4 Application was withdrawn Sysmiss Type of financial institution granted this loan Type of financial institution granted this loan Type of financial institution granted this loan Type of financial institution granted this loan Type of financial institution granted this loan Referring to the most recent line of credit or loan, what type of financial institution granted this loan? 18 82 1 3 -99 Don't know -9 Don't know (spontaneous) 1 Private commercial banks 2 State-owned banks 3 Micro finance institution 4 Federal or state government agency 5 National or international aid agencies Sysmiss Entities was the support (s) obtained Entities was the support (s) obtained Entities was the support (s) obtained Entities was the support (s) obtained Entities was the support (s) obtained From which of the following entities was the support (s) obtained? 100 * -99 Don't know -9 Don't know (spontaneous) 1 Federal Government 2 State or local Government 3 From both federal and state Government Sysmiss Reason did not receive any federal or state level government support Reason did not receive any federal or state level government support Reason did not receive any federal or state level government support Reason did not receive any federal or state level government support Reason did not receive any federal or state level government support Reason did not receive any federal or state level government support 89 11 -9 5 -99 Don't know -9 Don't know (spontaneous) 1 I was not aware 2 Too cumbersome or costly to apply 3 I am not eligible 4 I don’t expect to get it because I don’t have the right connections 5 I have applied but not received it 6 I do not need it 7 Other Sysmiss Other (Specify) Other (Specify) Other (Specify) Other (Specify) Other (Specify) Which of the following options best describe the reason why this establishment did not receive any federal or state level government support in response to the crisis? - Other (specify) 100 Second most needed government measures to support this business over COVID-19 cr Second most needed government measures to support this business over COVID-19 cr Second most needed government measures to support this business over COVID-19 cr Second most needed government measures to support this business over COVID-19 cr Second most needed government measures to support this business over COVID-19 cr What would be the SCOND MOST needed policies to support this business over the COVID-19 crisis? 89 11 -9 10 -99 Don't know -9 Don't know (spontaneous) 1 Deferral of payments (loan, rent, mortgage, or utilities) 2 Deferral of tax payments 3 Access to new credit 4 Loans with subsidized interest rates 5 Wage subsidies 6 Cash transfers for business 7 Support for adoption of digital technologies, including online marketing. 8 Support to improve my marketing skills, including packaging and display 9 Support to improve management skills to reduce costs 10 Support for adoption of COVID-19 health protocols 11 Other Sysmiss Other (Specify) Other (Specify) Other (Specify) Other (Specify) Other (Specify) What would be the SCOND MOST needed policies to support this business over the COVID-19 crisis? - Other (specify) 100 Year Establishment Closed Year Establishment Closed Year Establishment Closed Year Establishment Closed Year Establishment Closed When did this establishment close? - Year 1 99 2020 2020 -9 Don't know (spontaneous) 2020 Sysmiss Month Establishement Closed Month Establishement Closed Month Establishement Closed Month Establishement Closed Month Establishement Closed When did this establishment close? - Month 1 99 3 3 -9 Don't know (spontaneous) 3 Sysmiss 100 * Sysmiss 100 * Sysmiss 100 * Sysmiss 100 * Sysmiss 100 * Sysmiss Strata 100 1 4 1 2 3 4 Weights adjusted for ES follow-up, according to median eligibility Weights adjusted for ES follow-up, according to median eligibility Weights adjusted for ES follow-up, according to median eligibility Weights adjusted for ES follow-up, according to median eligibility Weights adjusted for ES follow-up, according to median eligibility Weights adjusted for ES follow-up, according to median eligibility 89 11 7.84210538864136 212.764923095703 7.84210538864136 14.1452198028564 52.7904739379883 212.764923095703 Sysmiss Weights adjusted for ES follow-up, according to weak eligibility Weights adjusted for ES follow-up, according to weak eligibility Weights adjusted for ES follow-up, according to weak eligibility Weights adjusted for ES follow-up, according to weak eligibility Weights adjusted for ES follow-up, according to weak eligibility Weights adjusted for ES follow-up, according to weak eligibility 89 11 7.84210538864136 215.077590942383 7.84210538864136 14.4642858505249 53.5555572509766 215.077590942383 Sysmiss