{"doc_desc":{"title":"Returns to capital in microenterprises: Evidence from a field experiment","idno":"LKA_2005_SLMS_v01_M_v01_A_LUF","producers":[{"name":"Development Data Group","abbr":"DECDG","affiliation":"World Bank","role":"DDI Documentation"}],"prod_date":"2026-04-10T04:00:00.000Z","version_statement":{"version":"v01"}},"study_desc":{"title_statement":{"idno":"LKA_2005_SLMS_v01_M_v01_A_LUF","title":"Microenterprise Survey 2005-2010, Licensed Use File","alternate_title":"SLMS 2005-10"},"authoring_entity":[{"name":"Suresh de Mel","affiliation":"University of Peradeniya, Sri Lanka"},{"name":"David McKenzie","affiliation":"World Bank"},{"name":"Christopher Woodruff","affiliation":"University of Warwick, United Kingdom"}],"production_statement":{"funding_agencies":[{"name":"National Science Foundation","abbr":"NSF","role":""},{"name":"World Bank","abbr":"","role":""},{"name":"Norway Governance Trust Fund","abbr":"","role":""}]},"distribution_statement":{"contact":[{"name":"David McKenzie","affiliation":"","email":"dmckenzie@worldbank.org","uri":""}]},"series_statement":{"series_name":"Enterprise Survey [en\/oth]"},"version_statement":{"version":"v01"},"study_info":{"abstract":"Researchers from the World Bank, Sri Lanka's University of Peradeniya and United Kingdom's University of Warwick designed an experiment to measure the impact of providing capital grants to microenterprises. One-time grants of between US $100 and $200 were given to male and female-owned enterprises, some of whom had been affected by the December 2004 tsunami.\n\nThe baseline survey was conducted in April 2005. A door-to-door screening survey of households was used to identify enterprises with invested capital of 100,000 rupees (about US$1000) or less, excluding investments in land and buildings. The final sample included 617 enterprises in retail trade and manufacturing, operated by owners 22 to 65 years old, and with no paid employees. The firms were engaged in common self-employment activities such as running small grocery stores, selling tea, food preparation (e.g. string hoppers), sewing clothes, making lace products, and coir production.\n\nResearchers then re-interviewed the owners of baseline firms at quarterly intervals, from July 2005 to April 2007, and semi-annually - in October 2007 and April 2008. Further follow-up surveys were carried out in June and December 2010. Overall, the survey included 13 waves of data collection. \n\nIn each wave, firm owners were asked about profits, revenues and expenses, changes in physical capital stock, and levels of inventories on hand. Each round also collected additional information about the firm or owner, in the form of special modules to measure owner ability, risk aversion, labor history, and other characteristics. In addition, the first, fifth, ninth, and eleventh waves of the panel also included a household survey, measuring household expenditure, school attendance, and work participation of all household members.\n\nThis licensed use dataset includes perturbed location data to be used only for approved research purposes. GPS data are at least 15 years old.","coll_dates":[{"start":"2005-04","end":"2010-12","cycle":""}],"nation":[{"name":"Sri Lanka","abbreviation":""}],"geog_coverage":"Kalutara, Galle, and Matara districts","analysis_unit":"A low-capital microenterprise, which fullfilled all of the following conditions:\n- has less than 100,000 Sri Lankan rupees (about US $1,000) in capital, excluding land and buildings;\n- has no paid employees;\n- owner is self-employed full-time (at least 30 hours of work per week) outside of agriculture, transportation, fishing, and professional services;\n- owner is 20\u201365 years old.","data_kind":"Sample survey data [ssd]","notes":"Microenterprise:\n- personal information about microenterprise owner;\n- inventories and raw materials;\n- business equipment;\n- income and expenses;\n- effects of tsunami;\n- loans;\n- expectations.\n\nHousehold: \n- household roster;\n- effects of tsunami;\n- household expenditures;\n- dwelling;\n- inventory of durable goods."},"method":{"data_collection":{"data_collectors":[{"name":"AC Nielsen Lanka","abbr":"","role":"","affiliation":""}],"sampling_procedure":"Using the 2001 Sri Lankan census, researchers selected 25 Grama Niladhari divisions (GNs) in three southern and south-western districts of Sri Lanka: Kalutara, Galle, and Matara. A GN is an administrative unit containing, on average, around 400 households. SLMS used the GN-level data from the census to select GNs with a high percentage of own-account workers and modest education levels, since these were most likely to yield enterprises with invested capital below the threshold we had set. GNs were also stratified according to the degree of exposure of firms to the December 26, 2004 Indian Ocean tsunami. A door-to-door screening survey of 3,361 households in these GNs was then conducted to identify firms whose owners satisfied the sample criteria.\n\nIn April 2005, the first wave of the Sri Lanka Microenterprise Survey (SLMS) surveyed the 659 firm owners that the screen identified as meeting these criteria. After reviewing the baseline data, 42 firms were dropped because they exceeded the capital stock threshold, or because a follow-up visit could not verify the existence of the enterprise. This gave a baseline sample of 617 microenterprises.","coll_mode":["Face-to-face [f2f]"],"research_instrument":"Enterprise questionnaires (for all 13 waves) and household questionnaires (for waves 1, 5, 9 and 11) were used in the survey.","coll_situation":"Before the initial survey firms were told that as compensation for participating in the research, survey organizers would conduct a random prize drawing, with prizes of cash or inputs and equipment for the business. The prize consisted of one of four grants: LKR 10,000 (about $100) in materials for their business, LKR 20,000 in materials, LKR 10,000 in cash, or LKR 20,000 in cash. In the case of in-kind grants, the materials were selected by the enterprise owner, and purchased by research assistants working for the project. Cash treatments were given without restrictions. Those receiving cash were told that they could purchase anything they wanted, whether for their business or for other purposes.\n\nAfter the first round of the survey, 124 firms were randomly selected to receive a treatment, with 84 receiving a LKR 10,000 treatment and 40 receiving a LKR 20,000 treatment. The randomization was done within district (Kalutara, Galle, and Matara) and zone (unaffected and indirectly affected by the tsunami). After the third round of the survey, treatments were given to an additional 104 firms selected at random from among those that did not receive treatment after the first round: 62 receiving the LKR 10,000 treatment and 42 the LKR 20,000 treatment. In each case, half of the firms received the treatment in cash, and the other half in-kind. \n\nFinally, a token cash payment of LKR 2,500 (about $25) was made, after round 5, to firms that had not already received a treatment. This payment was not discussed in advance with firms, and was presented as a thank-you for their continued participation in the survey.\n\nGPS coordinates were collected 2008-2010 using handheld GPS devices, and there are a few outliers where firms end up in the sea."},"data_processing":[{"description":"GPS coordinates are offset by a randomly chosen 50-150 meter distance in a random direction for each firm.","type":"Perturbation"}]},"data_access":{"dataset_use":{"conf_dec":[{"txt":"GPS coordinates of firms are provided (perturbed slightly, or averaged within a locality). These are only to be used for approved research purposes.","required":"true","form_no":"","form_uri":""}],"cit_req":"The use of this dataset must be acknowledged using a citation which would include:\n- the identification of the Primary Investigator (including country name)\n- the full title of the survey and its acronym (when available), and the year(s) of implementation\n- the survey reference number\n- the source and date of download (for datasets disseminated online)\n\nExample:\n\nSuresh de Mel, University of Peradeniya; David McKenzie, World Bank; Christopher Woodruff, University of Warwick. Sri Lanka Microenterprise Survey (SLMS) 2005-2010 - Licensed Use File. Dataset downloaded from [URL] on [date].","conditions":"Licensed. Data only to be accessed under a licensed use agreement, which are for specified research purposes only.","disclaimer":"The user of the data acknowledges that the original collector of the data, the authorized distributor of the data, and the relevant funding agency bear no responsibility for use of the data or for interpretations or inferences based upon such uses."}}},"schematype":"survey","tags":[{"tag":"DOI"}]}